- Chris Adamo, Director, Broker-Dealer Compliance, Lord Abbett & Co
- Anthony Belchambers, Chief Executive, Futures and Options Association
- Jennifer Bergenfeld, Esq, Adjunct Associate Professor, New York University Leonard N. Stern School of Business
- Chris Biggins, Head of Compliance, Baring Asset Management
- Joseph Borg, Director, Alabama Securities Commission
- Paula A. Bosco, Director of Compliance, New Mountain Capital
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David M. Brodsky, Partner, Latham & Watkins
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Nicholas T. Chapekis, VP and Compliance Counsel, A.G. Edwards & Sons
- Scott Colesanti, Special Professor, Hofstra University School of Law
- Richard S. Cortese, VP, National Regulatory Services
- Leesa Easley, General Counsel, World Financial Group
- Chris Edmeades, Risk Management Director, Liontrust Investment Services
- Steven M. Felsenthal, General Counsel and Chief Compliance Officer, Millburn Ridgefield Corp
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Tamar Frankel, Professor of Law, Boston University
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Christopher Gilkerson, SVP and Deputy General Counsel, Charles Schwab & Co
- Ann M. Griffith, Director of Regulatory Affairs and Compliance, Friedman, Billings, Ramsey & Co
- Kellie Hargraves, Chief Compliance Officer, EMEA, Franklin Templeton Investments
- Susan L. Harper, Associate, Baritz & Colman
- Alan J. Herzog, Senior Regulatory Counsel, Wachovia Securities Legal Department
- Burçak Inel, Deputy Secretary General, Federation of European Securities Exchanges
- Deborah H. Kaye, Managing Counsel, The Bank of New York Mellon
- Scott Kursman, Head of Policy and Regulatory, ICG Compliance, Citigroup Global Markets
- David Lawton, Head of Markets Policy, Financial Services Authority
- Harry Leinonen, Advisor to the Board, Bank of Finland
- Kurt W. Lofgren, Chief Compliance Officer, Ameriprise Financial
- Sonja Lohse, Head of Compliance, Nordea Bank
- Adam Meshel, Managing Director, Head of Legal, Global Banking Capital Markets, Citigroup Markets and Banking
- Amrit Midha, Head of Legal and Compliance, Western Asset Management
- Wim Mijs, Managing Director, Dutch Banking Association (NVB)
- Jill Ostergaard, Managing Director, Legal and Compliance, Morgan Stanley
- Richard Paley, General Counsel and Chief Compliance Officer, Carey Financial
- Eric J. Pan, Professor and Director, The Heyman Center
- Charles Park, Principal, Funds Chief Compliance Officer, Barclays Global Investors
- Gary Pitts, Compliance Head, UK, Religare Hichens, Harrison
- Mark Polemeni, Chief Legal Officer and Chief Compliance Officer, Alexandra Investment Management
- Linda Riefberg, Chief Counsel and VP, FINRA
- Brian L. Rubin, Partner, Sutherland
- Kirk Rule, Chief Compliance Officer, Ospraie Management
- George Shieren, Partner, Gibson, Dunn & Crutcher
- Julie Sullivan, Chief Compliance Officer, FISCO Investment Management
- Lorraine Tromans, Group Compliance Manager, Alliance Consultancy and Training Solutions
- Peter Von Maur, Director, Senior Counsel, RBC Capital Markets
- Roger Witten, Partner, WilmerHale
- Steven Yadegari, Chief Legal Officer, Cramer Rosenthal McGlynn